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Events

December 2015 Seminar

4 December 2015

9.30 am - 1.30 pm

A quarterly review of current internal audit topics and issues of interest to include Conduct risk, Data Governance & Data Analysis, Pensions auditing and a GPDG update

  • Auditing Conduct Risk – A Guide for Insurance Internal Audit Functions

Chris Gagg – Director and Chris Jamieson – Senior Manager  Deloitte

  • Data Governance and Data Analysis – Observations from the PRA

Dr Dean Buckner, PRA

  • How do you effectively audit pensions in a changing world?

Steve Folkard, Director, PwC

  • GPDG Update and Open Forum

Deloitte

2 New Street Square

Greater London

EC4A 3BT

The presentations for this event are available to download for IIAG members only.

Auditing Conduct Risk – A guide for Insurance Internal Audit Functions

Chris Gagg
Christopher Jamieson

1132 kb

Data Review Findings

Dean Buckner

524 kb

How do you effectively audit pensions in a changing world?

Steve Folkard

891 kb

GPDG - December 2015 - Auditing Outsourcing - The Conduct Angle Presentation

583 kb

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Speakers Profiles

Dr Dean Buckner

Prudential Regulation Authority

 

 

Dean has worked in the financial services industry for 28 years (starting work just before the 1987 stock market crash). He has a PhD in philosophy and an MSc in computer science. He worked as a trader and hedge fund manager before moving into risk management and risk systems design. He has had two spells at the FSA, working in the banking sector on capital model recognition until 2007, and is now working in the insurance sector on Solvency II capital models, looking at data quality and data governance.

Steve Folkard

Director

Deloitte LLP

 

 

Steve is a Director in the Conduct Team in Insurance & Investment Management. His 28 years industry expertise is in pensions and savings marketing and advisory strategy with a focus on conduct of business regulation. Former Chairman of the Government Working Group on Occupational Pension Schemes, the ABI Pensions and Savings Strategy Comm. and CBI Pensions Panel.

Chris Gagg

Director

Deloitte LLP

 

 

Chris has over 15 years experience providing assurance and advisory services to the financial services market. Chris is a Chartered Accountant, an affiliate member of the Chartered Institute of Internal Auditors, and holds an honours degree in Business Economics.

Christopher Jamieson

Senior Manager

Deloitte LLP

 

 

Chris is a market leading conduct expert and leads Deloitte's London Market Conduct services. In the last 18 months he has assisted 16 London market firms to achieve a proportionate solution to conduct risk